SEC Form 4 · accession 0001179706-18-000237
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Angelakis
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 19, 2018 | G | 66,978 | $0.00 | D | 0 | I | By Joint Account with Spouse |
| Common StockF1,F2 | holding | — | — | — | 66 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | — | Jul 4, 2018 | A | 179 | A | — | — | Common Stock | 179 | 12,672 | D |
Explanation of responses
- F1The total direct beneficial ownership reflects an adjustment related to 66 dividend equivalent rights at $17.25 per restricted stock unit credited to the reporting person's account on 04/04/18.
- F2The total direct beneficial ownership reflects a decrease of 15,351 shares due to the transfer of 15,351 shares into a Joint Living Trust with the reporting person's spouse on 05/30/18.
- F3The total indirect beneficial ownership reflects an increase of 15,351 shares due to the transfer of 15,351 shares previously reported as being held directly by the reporting person into a Joint Living Trust with the reporting person's spouse on 05/30/18.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5As previously reported, on 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.