SEC Form 4 · accession 0001179706-18-000215
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 153,415 | $14.71 | A | 199,054 | D | |
| Common Stock | Dec 7, 2018 | F | 76,064 | $14.71 | D | 122,990 | D | |
| Common StockF1 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Dec 7, 2018 | M | 153,415 | D | — | — | Common Stock | 153,415 | 153,416 | D |
| Restricted Stock UnitsF4,F2 | — | Oct 3, 2018 | A | 84 | A | — | — | Common Stock | 84 | 12,672 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,984.5672 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 5,676 vested dividend equivalent rights and a de minimus adjustment of 0.5768 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F4As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.