SEC Form 4 · accession 0001179706-18-000211
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — President and CEO
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 53,105 | $14.71 | A | 140,933 | D | |
| Common Stock | Dec 7, 2018 | F | 26,331 | $14.71 | D | 114,602 | D | |
| Common Stock | Dec 7, 2018 | M | 107,995 | $14.71 | A | 222,597 | D | |
| Common Stock | Dec 7, 2018 | F | 53,545 | $14.71 | D | 169,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 7, 2018 | M | 53,105 | D | — | — | Common Stock | 53,105 | 53,105 | D |
| Restricted Stock UnitsF3,F1 | — | Dec 7, 2018 | M | 107,995 | D | — | — | Common Stock | 107,995 | 215,988 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 686.9619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,965 vested dividend equivalent rights and a de minimus adjustment of 0.4433 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- F3As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,125.4507 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 2,510 vested dividend equivalent rights and a de minimus adjustment of 0.7031 due to fractional rounding of the dividend equivalent rights.