SEC Form 4 · accession 0001179706-18-000207
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Davis
Officer — CSO, Pres Hybrid IT
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 11,151 | $14.71 | A | 38,333 | D | |
| Common Stock | Dec 7, 2018 | F | 5,529 | $14.71 | D | 32,804 | D | |
| Common Stock | Dec 7, 2018 | M | 71,997 | $14.71 | A | 104,801 | D | |
| Common Stock | Dec 7, 2018 | F | 35,697 | $14.71 | D | 69,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Oct 3, 2018 | A | 98 | A | — | — | Common Stock | 98 | 15,197 | D |
| Restricted Stock UnitsF3,F1 | — | Dec 7, 2018 | M | 11,151 | D | — | — | Common Stock | 11,151 | 11,153 | D |
| Restricted Stock UnitsF4,F1 | — | Oct 3, 2018 | A | 329 | A | — | — | Common Stock | 329 | 50,761 | D |
| Restricted Stock UnitsF5,F1 | — | Oct 3, 2018 | A | 329 | A | — | — | Common Stock | 329 | 50,075 | D |
| Restricted Stock UnitsF6,F1 | — | Dec 7, 2018 | M | 71,997 | D | — | — | Common Stock | 71,997 | 143,991 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F3As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F4As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F5As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.
- F6As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.