SEC Form 4 · accession 0001179706-18-000197
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keerti Melkote
Officer — President Intelligent Edge
Period of report
Nov 6, 2018
Accepted (ET)
Nov 6, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2018 | M | 87,114 | $8.62 | A | 102,284 | D | |
| Common StockF1,F4 | Nov 6, 2018 | S | 87,114 | $15.9425 | D | 15,170 | D | |
| Common StockF1,F4 | Nov 6, 2018 | S | 15,170 | $15.9425 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2,F3 | $8.62 | Nov 6, 2018 | M | 87,114 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 87,114 | 0 | D |
| Restricted Stock UnitsF6,F5 | — | Oct 3, 2018 | A | 1,417 | A | — | — | Common Stock | 1,417 | 215,988 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plans adopted by the reporting person on 03/07/18 and 09/13/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.
- F4The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.87 to $16.02. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.