SEC Form 4 · accession 0001179706-18-000194
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia F Russo
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Sep 28, 2018 | A | 2,299 | $16.31 | A | 114,547 | I | By Merrill Lynch |
| Common StockF1 | holding | — | — | — | 15,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F5 | — | Jul 4, 2018 | A | 95 | A | — | — | Common Stock | 95 | 12,588 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chair fees of $37,500 for Issuer's Board Year 2018.
- F3The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
- F4The number of shares in column 5 includes 789.9602 vested restricted stock unit ("RSU") dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. The RSUs that cliff vest will be deferred as noted in footnote (3) above.