SEC Form 4 · accession 0001179706-18-000193
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Reiner
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 1,762 | $16.31 | A | 21,013 | D | |
| Common StockF2 | holding | — | — | — | 53,529 | I | By JP Morgan Chase |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Jul 4, 2018 | A | 95 | A | — | — | Common Stock | 95 | 12,588 | D |
Explanation of responses
- F1These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2018.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.