SEC Form 4 · accession 0001179706-18-000185
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Davis
Officer — CSO, Pres Hybrid IT
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | M | 24,875 | $16.87 | A | 39,516 | D | |
| Common Stock | Sep 20, 2018 | F | 12,334 | $16.87 | D | 27,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jul 4, 2018 | A | 111 | A | — | — | Common Stock | 111 | 15,099 | D |
| Restricted Stock UnitsF3,F1 | — | Jul 4, 2018 | A | 164 | A | — | — | Common Stock | 164 | 22,160 | D |
| Restricted Stock UnitsF4,F1 | — | Jul 4, 2018 | A | 373 | A | — | — | Common Stock | 373 | 50,431 | D |
| Restricted Stock UnitsF5,F1 | — | Sep 20, 2018 | M | 24,875 | D | — | — | Common Stock | 24,875 | 49,746 | D |
| Restricted Stock UnitsF6,F1 | — | Jul 4, 2018 | A | 1,607 | A | — | — | Common Stock | 1,607 | 214,571 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 111.2128 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F3As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F4As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F5As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.
- F6As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.