SEC Form 4 · accession 0001179706-18-000173
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — President and CEO
Period of report
Aug 17, 2018
Accepted (ET)
Aug 20, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2018 | S | 36,556 | $16.50 | D | 170,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jul 4, 2018 | A | 779 | A | — | — | Common Stock | 779 | 105,523 | D |
| Restricted Stock UnitsF4,F2 | — | Jul 4, 2018 | A | 2,410 | A | — | — | Common Stock | 2,410 | 321,857 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/01/18.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 779.0530 dividend equivalent rights being reported include 779.0530 at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- F4As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,410.3791 dividend equivalent rights being reported include 2,410.3791 at $14.77 per RSU credited to the reporting person's account on 07/04/18.