SEC Form 4 · accession 0001179706-18-000169
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
Jul 6, 2018
Accepted (ET)
Jul 10, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 6, 2018 | S | 255,485 | $15.0079 | D | 127,154 | D | |
| Common StockF1,F3 | Jul 9, 2018 | S | 81,515 | $15.0899 | D | 45,639 | D | |
| Common StockF4 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F5 | — | Jul 4, 2018 | A | 2,251 | A | — | — | Common Stock | 2,251 | 304,846 | D |
| Restricted Stock UnitsF7,F5 | — | Jul 4, 2018 | A | 95 | A | — | — | Common Stock | 95 | 12,588 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.00 to $15.035. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.01 to $15.195. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F4There is no reportable change since the last filing. This is a reiteration of holdings only.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 2,250.6093 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F7As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.