SEC Form 4 · accession 0001179706-18-000146
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirt P Karros
Officer — SVP, Finance & Treasurer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 14, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2018 | M | 72,595 | $8.62 | A | 92,104 | D | |
| Common StockF1,F2 | Jun 14, 2018 | S | 72,595 | $15.9558 | D | 19,509 | D | |
| Common Stock | Jun 14, 2018 | M | 8,501 | $8.83 | A | 28,010 | D | |
| Common StockF1,F2 | Jun 14, 2018 | S | 8,501 | $15.9558 | D | 19,509 | D | |
| Common StockF1,F2 | Jun 14, 2018 | S | 19,509 | $15.9558 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3,F4 | $8.62 | Jun 14, 2018 | M | 72,595 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 72,595 | 0 | D |
| Employee Stock Options (right to buy)F3,F4 | $8.83 | Jun 14, 2018 | M | 8,501 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 8,501 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/08/18.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.79 to $16.115. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.