SEC Form 4 · accession 0001179706-18-000132
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keerti Melkote
Officer — President Intelligent Edge
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 30,089 | $15.53 | A | 30,089 | D | |
| Common Stock | Jun 1, 2018 | F | 14,919 | $15.53 | D | 15,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jun 1, 2018 | M | 30,089 | D | — | — | Common Stock | 30,089 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 11/02/15 the reporting person was granted 58,070 Restricted Stock Units ("RSUs"), 29,035 of which vested on 02/23/17, and 29,035 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,054 vested dividend equivalent rights and a de minimus adjustment of 0.6231 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.