SEC Form 4 · accession 0001179706-18-000106
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 337,000 | $8.62 | A | 2,169,760 | D | |
| Common StockF1,F2 | May 9, 2018 | S | 337,000 | $17.3942 | D | 1,832,760 | D | |
| Common Stock | May 10, 2018 | M | 128,632 | $8.62 | A | 1,961,392 | D | |
| Common StockF1,F3 | May 10, 2018 | S | 128,632 | $17.573 | D | 1,832,760 | D | |
| Common Stock | May 10, 2018 | M | 208,368 | $7.81 | A | 2,041,128 | D | |
| Common StockF1,F3 | May 10, 2018 | S | 208,368 | $17.573 | D | 1,832,760 | D | |
| Common StockF4 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F5,F6 | $8.62 | May 9, 2018 | M | 337,000 | D | Dec 14, 2013 | Feb 3, 2019 | Common Stock | 337,000 | 128,632 | D |
| Employee Stock Options (right to buy)F5,F6 | $8.62 | May 10, 2018 | M | 128,632 | D | Dec 14, 2013 | Feb 3, 2019 | Common Stock | 128,632 | 0 | D |
| Employee Stock Options (right to buy)F5,F6 | $7.81 | May 10, 2018 | M | 208,368 | D | Sep 27, 2012 | Feb 3, 2019 | Common Stock | 208,368 | 2,435,202 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.345 to $17.44. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.65. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F4There is no reportable change since the last filing. This is a reiteration of holdings only.
- F5This option became exercisable beginning on this date.
- F6This option is no longer exercisable beginning on this date.