SEC Form 4 · accession 0001179706-18-000095
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie A Brun
Director
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 18,847 | D | ||
| Common StockF2 | holding | — | — | — | 15,417 | I | By Merrill Lynch |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | May 4, 2018 | A | 12,493 | A | — | — | Common Stock | 12,493 | 12,493 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Included in Column 5 are 65.81930 DEUs reflecting an adjustment in DEU incremental value.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.