SEC Form 4 · accession 0001179706-18-000071
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
Apr 4, 2018
Accepted (ET)
Apr 5, 2018 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2018 | M | 58,821 | $8.83 | A | 1,889,514 | D | |
| Common StockF1,F2 | Apr 4, 2018 | S | 58,821 | $16.9835 | D | 1,830,693 | D | |
| Common Stock | Apr 4, 2018 | M | 278,179 | $8.73 | A | 2,108,872 | D | |
| Common StockF1,F2 | Apr 4, 2018 | S | 278,179 | $16.9835 | D | 1,830,693 | D | |
| Common Stock | Apr 4, 2018 | M | 2,067 | $0.00 | A | 1,832,760 | D | |
| Common Stock | Apr 5, 2018 | M | 337,000 | $8.73 | A | 2,169,760 | D | |
| Common StockF1,F3 | Apr 5, 2018 | S | 337,000 | $17.2576 | D | 1,832,760 | D | |
| Common StockF4 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F5,F6 | $8.83 | Apr 4, 2018 | M | 58,821 | D | Dec 9, 2016 | Feb 3, 2019 | Common Stock | 58,821 | 0 | D |
| Employee Stock Options (right to buy)F5,F6 | $8.73 | Apr 4, 2018 | M | 278,179 | D | Dec 14, 2013 | Feb 3, 2019 | Common Stock | 278,179 | 774,039 | D |
| Employee Stock Options (right to buy)F5,F6 | $8.73 | Apr 5, 2018 | M | 337,000 | D | Dec 14, 2013 | Feb 3, 2019 | Common Stock | 337,000 | 437,039 | D |
| Restricted Stock UnitsF8,F7 | — | Apr 4, 2018 | M | 2,067 | D | — | — | Common Stock | 2,067 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.79 to $17.13. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.12 to $17.42. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F4There is no reportable change since the last filing. This is a reiteration of holdings only.
- F5This option became exercisable beginning on this date.
- F6This option is no longer exercisable beginning on this date.
- F7Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F8As previously reported, on 02/02/18 the reporting person was granted 2,067 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.