SEC Form 4 · accession 0001179706-18-000061
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc L Andreessen
Director
Period of report
Apr 4, 2018
Accepted (ET)
Apr 5, 2018 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2018 | M | 15,351 | $0.00 | A | 195,337 | D | |
| Common StockF1 | holding | — | — | — | 0 | I | By Merrill Lynch |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Apr 4, 2018 | M | 15,351 | D | — | — | Common Stock | 15,351 | 0 | D |
Explanation of responses
- F1The reporting person elected to defer the receipt of his shares of common stock until termination of his service as a member of the Issuer's Board of Directors. On 04/04/18 the reporting person's service ended as a member of the Issuer's Board of Directors, and the shares were delivered to the reporting person. The number of shares directly beneficially owned in column 5 includes these previously deferred shares.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported.