SEC Form 4 · accession 0001179706-18-000036
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc L Andreessen
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 29, 2018 | A | 1,653 | $17.54 | A | 164,326 | I | By Merrill Lynch |
| Common StockF1 | holding | — | — | — | 15,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | — | Jan 3, 2018 | A | 77 | A | — | — | Common Stock | 77 | 15,351 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000, and $4,000 additional meeting fees for Issuer's Board Year 2017.
- F3The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.2908 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. The RSUs that cliff vest will be deferred as noted in footnote (3) above.