SEC Form 4 · accession 0001179706-18-000019
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2018 | S | 21,503 | $18.2951 | D | 158,726 | D | |
| Common Stock | Mar 2, 2018 | M | 40,355 | $9.62 | A | 199,081 | D | |
| Common StockF1,F2 | Mar 2, 2018 | S | 40,355 | $18.2951 | D | 158,726 | D | |
| Common Stock | Mar 2, 2018 | M | 100,000 | $8.62 | A | 258,726 | D | |
| Common StockF1,F2 | Mar 2, 2018 | S | 100,000 | $18.2951 | D | 158,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $9.62 | Mar 2, 2018 | M | 40,355 | D | Mar 14, 2015 | Mar 14, 2022 | Common Stock | 40,355 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $8.62 | Mar 2, 2018 | M | 100,000 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 100,000 | 263,278 | D |
| Restricted Stock UnitsF6,F5 | — | Jan 3, 2018 | A | 457 | A | — | — | Common Stock | 457 | 93,541 | D |
| Restricted Stock UnitsF7,F5 | — | Jan 3, 2018 | A | 198 | A | — | — | Common Stock | 198 | 39,950 | D |
| Restricted Stock UnitsF8,F5 | — | Jan 3, 2018 | A | 145 | A | — | — | Common Stock | 145 | 29,235 | D |
| Restricted Stock UnitsF9,F5 | — | Jan 3, 2018 | A | 464 | A | — | — | Common Stock | 464 | 92,710 | D |
| Restricted Stock UnitsF10,F5 | — | Jan 3, 2018 | A | 807 | A | — | — | Common Stock | 807 | 159,035 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/18.
- F10As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 807.2857 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.16 to $18.52. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 457.1429 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F7As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 197.5153 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F8As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 144.5459 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F9As previously reported, on 12/07/16, the reporting person was granted 81,037 RSUs, 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 463.8571 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.