SEC Form 4 · accession 0001179706-17-000284
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | S | 4,962 | $14.256 | D | 11,727 | D | |
| Common StockF1,F3 | Dec 12, 2017 | S | 11,727 | $14.4199 | D | 0 | D | |
| Common Stock | Dec 12, 2017 | M | 20,255 | $12.36 | A | 20,255 | D | |
| Common StockF1,F3 | Dec 12, 2017 | S | 20,255 | $14.4199 | D | 0 | D | |
| Common Stock | Dec 12, 2017 | M | 16,999 | $8.83 | A | 16,999 | D | |
| Common StockF1,F3 | Dec 12, 2017 | S | 16,999 | $14.4199 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F4,F5 | $12.36 | Dec 12, 2017 | M | 20,255 | D | Dec 10, 2015 | Dec 10, 2022 | Common Stock | 20,255 | 0 | D |
| Employee Stock Option (Right to Buy)F6,F4,F5 | $8.83 | Dec 12, 2017 | M | 16,999 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 16,999 | 17,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/17.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.26 to $14.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.35 to $14.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F4This option became exercisable beginning on this date.
- F5This option is no longer exercisable beginning on this date.
- F6This option reflects post spin-off conversion adjustments previously reported.