SEC Form 4 · accession 0001179706-17-000278
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — CEO · Director
Period of report
Dec 9, 2017
Accepted (ET)
Dec 12, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2017 | M | 126,065 | $14.34 | A | 1,419,194 | D | |
| Common Stock | Dec 9, 2017 | F | 65,782 | $14.34 | D | 1,353,412 | D | |
| Common Stock | Dec 10, 2017 | M | 110,379 | $14.34 | A | 1,463,791 | D | |
| Common Stock | Dec 10, 2017 | F | 57,596 | $14.34 | D | 1,406,195 | D | |
| Common StockF1 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Dec 9, 2017 | M | 126,065 | D | — | — | Common Stock | 126,065 | 126,063 | D |
| Restricted Stock UnitsF4,F2 | — | Dec 10, 2017 | M | 110,379 | D | — | — | Common Stock | 110,379 | 0 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/09/15 the reporting person was granted 218,855 restricted stock units ("RSUs"), 72,951 of which vested on 12/09/16, 122,768 of which vested on 12/09/17, and 122,768 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,297 vested dividend equivalent rights and a de minimus adjustment of 0.3980 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F4As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 5,059 vested dividend equivalent rights and a de minimus adjustment of 0.7322 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.