SEC Form 4 · accession 0001179706-17-000271
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Gomez
Officer — EVP, CM & CO
Period of report
Dec 9, 2017
Accepted (ET)
Dec 12, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2017 | M | 26,666 | $14.34 | A | 124,533 | D | |
| Common Stock | Dec 9, 2017 | F | 15,124 | $14.34 | D | 109,409 | D | |
| Common Stock | Dec 10, 2017 | M | 23,348 | $14.34 | A | 132,757 | D | |
| Common Stock | Dec 10, 2017 | F | 13,242 | $14.34 | D | 119,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 9, 2017 | M | 26,666 | D | — | — | Common Stock | 26,666 | 26,666 | D |
| Restricted Stock UnitsF3,F1 | — | Dec 10, 2017 | M | 23,348 | D | — | — | Common Stock | 23,348 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/09/15 the reporting person was granted 46,296 Restricted Stock Units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F3As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,069 vested dividend equivalent rights and a de minimus adjustment of 0.8614 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported.