SEC Form 4 · accession 0001179706-17-000204
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — CEO · Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | M | 747,040 | $4.58 | A | 1,514,639 | D | |
| Common StockF1 | Sep 22, 2017 | S | 747,040 | $14.27 | D | 767,599 | D | |
| Common Stock | Sep 22, 2017 | M | 747,054 | $4.97 | A | 1,514,653 | D | |
| Common StockF1 | Sep 22, 2017 | S | 747,054 | $14.27 | D | 767,599 | D | |
| Common StockF2 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $4.58 | Sep 22, 2017 | M | 747,040 | D | Dec 6, 2014 | Dec 6, 2020 | Common Stock | 747,040 | 0 | D |
| Employee Stock Option (right to buy)F3,F4 | $4.97 | Sep 22, 2017 | M | 747,054 | D | Dec 6, 2014 | Jan 2, 2021 | Common Stock | 747,054 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.