SEC Form 4 · accession 0001179706-17-000195
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J. Lane
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Aug 31, 2017 | A | 1,770 | $14.12 | A | 182,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Jul 5, 2017 | A | 45 | A | — | — | Common Stock | 45 | 11,898 | D |
Explanation of responses
- F1These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2017.
- F2The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.