SEC Form 4 · accession 0001179706-17-000166
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — CEO · Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 3, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2017 | M | 129,121 | $5.85 | A | 896,720 | D | |
| Common StockF1,F2 | Aug 2, 2017 | S | 129,121 | $17.4538 | D | 767,599 | D | |
| Common Stock | Aug 2, 2017 | M | 9,280 | $6.35 | A | 776,879 | D | |
| Common StockF1,F2 | Aug 2, 2017 | S | 9,280 | $17.4538 | D | 767,599 | D | |
| Common StockF3 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F5 | $5.85 | Aug 2, 2017 | M | 129,121 | D | Dec 6, 2014 | Dec 6, 2020 | Common Stock | 129,121 | 640,911 | D |
| Employee Stock Option (right to buy)F4,F5 | $6.35 | Aug 2, 2017 | M | 9,280 | D | Dec 6, 2014 | Jan 2, 2021 | Common Stock | 9,280 | 1,558,682 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.625. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3There is no reportable change since the last filing. This is a reiteration of holdings only.
- F4This option became exercisable beginning on this date.
- F5This option is no longer exercisable beginning on this date.