SEC Form 4 · accession 0001179706-17-000159
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2017 | M | 64,129 | $17.23 | A | 64,129 | D | |
| Common Stock | Jul 17, 2017 | F | 33,463 | $17.23 | D | 30,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jul 17, 2017 | M | 64,129 | D | — | — | Common Stock | 64,129 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jul 5, 2017 | A | 78 | A | — | — | Common Stock | 78 | 21,122 | D |
| Restricted Stock UnitsF4,F1 | — | Jul 5, 2017 | A | 90 | A | — | — | Common Stock | 90 | 24,173 | D |
| Restricted Stock UnitsF5,F1 | — | Jul 5, 2017 | A | 523 | A | — | — | Common Stock | 523 | 139,361 | D |
| Restricted Stock UnitsF6,F1 | — | Jul 5, 2017 | A | 170 | A | — | — | Common Stock | 170 | 45,326 | D |
| Restricted Stock UnitsF7,F1 | — | Jul 5, 2017 | A | 409 | A | — | — | Common Stock | 409 | 107,791 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights.
- F3As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F4As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F5As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F6As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F7As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.