SEC Form 4 · accession 0001179706-17-000157
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — CEO · Director
Period of report
Jul 11, 2017
Accepted (ET)
Jul 13, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 97,422 | $5.85 | A | 865,021 | D | |
| Common StockF1 | Jul 11, 2017 | S | 97,422 | $16.71 | D | 767,599 | D | |
| Common Stock | Jul 12, 2017 | M | 97,422 | $5.85 | A | 865,021 | D | |
| Common StockF1 | Jul 12, 2017 | S | 97,422 | $16.75 | D | 767,599 | D | |
| Common StockF2 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $5.85 | Jul 11, 2017 | M | 97,422 | D | Dec 6, 2014 | Dec 6, 2020 | Common Stock | 97,422 | 1,646,773 | D |
| Employee Stock Option (right to buy)F3,F4 | $5.85 | Jul 12, 2017 | M | 97,422 | D | Dec 6, 2014 | Dec 6, 2020 | Common Stock | 97,422 | 1,549,351 | D |
| Restricted Stock UnitsF6,F5 | — | Jul 5, 2017 | A | 316 | A | — | — | Common Stock | 316 | 85,998 | D |
| Restricted Stock UnitsF7,F5 | — | Jul 5, 2017 | A | 1,743 | A | — | — | Common Stock | 1,743 | 464,538 | D |
| Restricted Stock UnitsF8,F5 | — | Jul 5, 2017 | A | 737 | A | — | — | Common Stock | 737 | 196,420 | D |
| Restricted Stock UnitsF9,F5 | — | Jul 5, 2017 | A | 1,331 | A | — | — | Common Stock | 1,331 | 350,322 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F7As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F8As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- F9As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.