SEC Form 4 · accession 0001179706-17-000135
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software
Period of report
May 27, 2017
Accepted (ET)
May 31, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2017 | M | 24,083 | $18.83 | A | 24,083 | D | |
| Common Stock | May 27, 2017 | F | 12,568 | $18.83 | D | 11,515 | D | |
| Common StockF1 | May 31, 2017 | S | 11,515 | $18.80 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | May 27, 2017 | M | 24,083 | D | — | — | Common Stock | 24,083 | 24,083 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 05/27/15, the reporting person was granted 29,603 restricted stock units ("RSUs"), 17,747 of which vested on 05/27/16, 23,366 of which vested on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights previously reported included 169.7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and as currently reported the number of derivative securities in column 5 includes 717 vested dividend equivalent rights and a de minimus adjustment of 0.1425 due to fractional rounding of the dividend equivalent rights.