SEC Form 4/A · accession 0001179706-17-000111

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Patricia F Russo

Director

Period of report

Mar 22, 2017

Accepted (ET)

Apr 25, 2017 · 9:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 22, 2017	M	13,499	$0.00	A	65,417	I	By Merrill Lynch
Common Stock^F1	holding	—	—		—	15,318	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F3	—	Mar 22, 2017	M	13,499	D	—	—	Common Stock	13,499	0	D

Explanation of responses

F1The 1,095 shares issued to the reporting person on 02/28/17 pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $25,000 for Issuer's Board Year 2016 were deferred pursuant to footnote (2) below.
F2The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors. The number of deferred shares were subject to change due to the Issuer's spin-off of Everett SpinCo, Inc. on 04/01/17. The number of deferred shares reported in this amendment reflects that conversion adjustment.
F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4As previously reported, on 04/25/16 the reporting person was granted 10,169 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/25/17 or the date of Issuer's 2017 Annual Stockholders Meeting. The number of RSUs that vested was an estimated amount, subject to change due to the vesting triggered during the Issuer's ex-dividend trading period prior to its spin-off of Everett SpinCo, Inc. on 04/01/17. The number of RSUs reported in this amendment reflects that conversion adjustment. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110 vested dividend equivalent rights and a de minimus adjustment of 0.5258 due to fractional rounding of the dividend equivalent rights.