SEC Form 4 · accession 0001179706-17-000106
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Livermore
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 13,717 | D | ||
| Common StockF2 | holding | — | — | — | 56,727 | I | The Livermore 2003 Trust account | |
| Common StockF3 | holding | — | — | — | 4,488 | I | The Ann Livermore IRA at Goldman Sachs |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | — | Apr 21, 2017 | A | 11,853 | A | — | — | Common Stock | 11,853 | 11,853 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2On 03/29/17 the reporting person transferred 56,727 shares of HPE from The Ann M. Livermore TTEE U/A DTD account to The Livermore 2003 Trust account.
- F3The shares previously held indirectly under HPE's 401(k) Plan were an approximate value based upon the fund balance and market value of HPE's common stock. The reporting person received an in-kind distribution on 11/30/16 in connection with the reporting person's retirement as an employee of the Issuer. The HPE shares were rolled over from the reporting person's 401k account at Fidelity Investments Institutional Services Company, Inc. to the Ann Livermore IRA at Goldman Sachs.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.