SEC Form 4 · accession 0001179706-17-000066
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Schultz
Officer — EVP, GC & SEC
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 31, 2017 | S | 17,176 | $24.00 | D | 100,686 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Jan 4, 2017 | A | 40 | A | — | — | Common Stock | 40 | 14,964 | D |
| Restricted Stock UnitsF5,F3 | — | Jan 4, 2017 | A | 175 | A | — | — | Common Stock | 175 | 64,209 | D |
| Restricted Stock UnitsF6,F3 | — | Jan 4, 2017 | A | 86 | A | — | — | Common Stock | 86 | 31,326 | D |
| Restricted Stock UnitsF7,F3 | — | Jan 4, 2017 | A | 154 | A | — | — | Common Stock | 154 | 55,867 | D |
Explanation of responses
- F1The total beneficial ownership includes the acquisition of 1.4880 shares at $23.5014 per share received on 01/04/17 through dividends paid in shares.
- F2The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F5As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F6As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F7As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.