SEC Form 4 · accession 0001179706-17-000060
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software
Period of report
Mar 29, 2017
Accepted (ET)
Mar 30, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2017 | S | 31,421 | $23.50 | D | 31,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 4, 2017 | A | 129 | A | — | — | Common Stock | 129 | 48,359 | D |
| Restricted Stock UnitsF4,F2 | — | Jan 4, 2017 | A | 43 | A | — | — | Common Stock | 43 | 15,928 | D |
| Restricted Stock UnitsF5,F2 | — | Jan 4, 2017 | A | 98 | A | — | — | Common Stock | 98 | 36,453 | D |
| Restricted Stock UnitsF6,F2 | — | Jan 4, 2017 | A | 287 | A | — | — | Common Stock | 287 | 105,071 | D |
| Restricted Stock UnitsF7,F2 | — | Jan 4, 2017 | A | 93 | A | — | — | Common Stock | 93 | 34,173 | D |
| Restricted Stock UnitsF8,F2 | — | Jan 4, 2017 | A | 225 | A | — | — | Common Stock | 225 | 81,262 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F4As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F5As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F6As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F7As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F8As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.