SEC Form 4 · accession 0001179706-17-000031
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | M | 25,073 | $22.23 | A | 46,576 | D | |
| Common Stock | Mar 14, 2017 | F | 9,406 | $22.23 | D | 37,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Mar 14, 2017 | M | 25,073 | D | — | — | Common Stock | 25,073 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 4, 2017 | A | 12 | A | — | — | Common Stock | 12 | 4,657 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 4, 2017 | A | 295 | A | — | — | Common Stock | 295 | 109,364 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 4, 2017 | A | 128 | A | — | — | Common Stock | 128 | 46,699 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 4, 2017 | A | 93 | A | — | — | Common Stock | 93 | 34,173 | D |
| Restricted Stock UnitsF7,F1 | — | Jan 4, 2017 | A | 225 | A | — | — | Common Stock | 225 | 81,262 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which vested on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.4719 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. The number of derivative securities in column 5 also includes 1,092 vested dividend equivalent rights and a de minimus adjustment of 0.7088 due to the rounding of fractional shares.
- F3As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 4,496 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 12.4623 dividend equivalent rights being reported reflect 12.4623 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F4As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 295.1610 dividend equivalent rights being reported reflect 295.1610 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F5As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 127.5303 dividend equivalent rights being reported reflect 127.5303 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F6As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- F7As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.