SEC Form 4 · accession 0001179706-17-000026
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael G Nefkens
Officer — EVP, GM Enterprise Services
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | M | 215,868 | $14.49 | A | 474,245 | D | |
| Common StockF1 | Mar 9, 2017 | S | 215,868 | $22.4676 | D | 258,377 | D | |
| Common Stock | Mar 9, 2017 | M | 103,367 | $14.85 | A | 361,744 | D | |
| Common StockF1 | Mar 9, 2017 | S | 103,367 | $22.4676 | D | 258,377 | D | |
| Common Stock | Mar 10, 2017 | M | 512,076 | $9.57 | A | 770,453 | D | |
| Common StockF2 | Mar 10, 2017 | S | 512,076 | $22.3775 | D | 258,377 | D | |
| Common StockF3 | holding | — | — | — | 1,012 | I | By Michael Nefkens Trust 02/27/09 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F5 | $14.49 | Mar 9, 2017 | M | 215,868 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 215,868 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $14.85 | Mar 9, 2017 | M | 103,367 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 103,367 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $9.57 | Mar 10, 2017 | M | 512,076 | D | Jan 16, 2015 | Jan 16, 2021 | Common Stock | 512,076 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.39 to $22.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.69. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3There is no reportable change since the last filing. This is a reiteration of holdings only.
- F4This option became exercisable beginning on this date.
- F5This option is no longer exercisable beginning on this date.