SEC Form 4 · accession 0001179706-16-000578

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Margaret C Whitman

Officer — President & CEO · Director

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 6:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 9, 2016	M	73,843	$24.51	A	731,613	D
Common Stock	Dec 9, 2016	F	38,532	$24.51	D	693,081	D
Common Stock	Dec 10, 2016	M	64,674	$24.51	A	757,755	D
Common Stock	Dec 10, 2016	F	33,748	$24.51	D	724,007	D
Common Stock	Dec 11, 2016	M	91,161	$24.51	A	815,168	D
Common Stock	Dec 11, 2016	F	47,569	$24.51	D	767,599	D
Common Stock^F1	holding	—	—		—	66	I	By Living Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2	—	Dec 11, 2016	M	91,161	D	—	—	Common Stock	91,161	0	D
Restricted Stock Units^F4,F2	—	Dec 10, 2016	M	64,674	D	—	—	Common Stock	64,674	64,674	D
Restricted Stock Units^F5,F2	—	Dec 9, 2016	M	73,843	D	—	—	Common Stock	73,843	147,686	D

Explanation of responses

F1There is no reportable change since the last filing. This is a reiteration of holdings only.
F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,533 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6686 shares due to the rounding of fractional shares.
F4As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,091 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4716 shares due to the rounding of fractional shares.
F5As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 892 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5953 shares due to the rounding of fractional shares.