SEC Form 4 · accession 0001179706-16-000574

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Antonio F Neri

Officer — EVP and GM EG

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 6:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 9, 2016	M	25,562	$24.51	A	30,498	D
Common Stock	Dec 9, 2016	F	13,339	$24.51	D	17,159	D
Common Stock	Dec 10, 2016	M	33,166	$24.51	A	50,325	D
Common Stock	Dec 10, 2016	F	17,307	$24.51	D	33,018	D
Common Stock	Dec 11, 2016	M	12,246	$24.51	A	45,264	D
Common Stock	Dec 11, 2016	F	6,391	$24.51	D	38,873	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 11, 2016	M	12,246	D	—	—	Common Stock	12,246	0	D
Restricted Stock Units^F3,F1	—	Dec 10, 2016	M	33,166	D	—	—	Common Stock	33,166	33,166	D
Restricted Stock Units^F4,F1	—	Dec 9, 2016	M	25,562	D	—	—	Common Stock	25,562	51,122	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 608 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6282 shares due to the rounding of fractional shares.
F3As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which vested on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,073 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7879 shares due to the rounding of fractional shares.
F4As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.