SEC Form 4 · accession 0001179706-16-000573

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael G Nefkens

Officer — EVP, GM Enterprise Services

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 6:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 9, 2016	M	25,562	$24.51	A	243,727	D
Common Stock	Dec 9, 2016	F	13,339	$24.51	D	230,388	D
Common Stock	Dec 10, 2016	M	24,875	$24.51	A	255,263	D
Common Stock	Dec 10, 2016	F	12,981	$24.51	D	242,282	D
Common Stock	Dec 11, 2016	M	33,659	$24.51	A	275,941	D
Common Stock	Dec 11, 2016	F	17,564	$24.51	D	258,377	D
Common Stock^F1	holding	—	—		—	1,012	I	By Michael Nefkens Trust 02/27/09

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2	—	Dec 11, 2016	M	33,659	D	—	—	Common Stock	33,659	0	D
Restricted Stock Units^F4,F2	—	Dec 10, 2016	M	24,875	D	—	—	Common Stock	24,875	24,875	D
Restricted Stock Units^F5,F2	—	Dec 9, 2016	M	25,562	D	—	—	Common Stock	25,562	51,122	D

Explanation of responses

F1There is no reportable change since the last filing. This is a reiteration of holdings only.
F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.
F4As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.
F5As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.