SEC Form 4 · accession 0001179706-16-000572
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Richard May
Officer — EVP, HR
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 11,361 | $24.51 | A | 43,601 | D | |
| Common Stock | Dec 9, 2016 | F | 5,930 | $24.51 | D | 37,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 9, 2016 | M | 11,361 | D | — | — | Common Stock | 11,361 | 22,721 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/09/15, the reporting person was granted 33,670 restricted stock units ("RSUs"), 11,223 of which vested on 12/09/16, 11,223 of which will vest on 12/09/17, and 11,224 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 138 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7070 shares due to the rounding of fractional shares.