SEC Form 4 · accession 0001179706-16-000571
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirt P Karros
Officer — SVP, Finance & Treasurer
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 5,113 | $24.51 | A | 5,113 | D | |
| Common Stock | Dec 9, 2016 | F | 1,922 | $24.51 | D | 3,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 9, 2016 | M | 5,113 | D | — | — | Common Stock | 5,113 | 10,225 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/09/15 the reporting person was granted 15,152 restricted stock units ("RSUs"), 5,050 of which vested on 12/09/16, and 5,051 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 63 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9120 shares due to the rounding of fractional shares.