SEC Form 4 · accession 0001179706-16-000569

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Henry Gomez

Officer — EVP, CM & CO

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 6:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 9, 2016	M	15,622	$24.51	A	90,289	D
Common Stock	Dec 9, 2016	F	8,345	$24.51	D	81,944	D
Common Stock	Dec 10, 2016	M	13,681	$24.51	A	95,625	D
Common Stock	Dec 10, 2016	F	7,308	$24.51	D	88,317	D
Common Stock	Dec 11, 2016	M	17,531	$24.51	A	105,848	D
Common Stock	Dec 11, 2016	F	9,364	$24.51	D	96,484	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 11, 2016	M	17,531	D	—	—	Common Stock	17,531	0	D
Restricted Stock Units^F3,F1	—	Dec 10, 2016	M	13,681	D	—	—	Common Stock	13,681	13,680	D
Restricted Stock Units^F4,F1	—	Dec 9, 2016	M	15,622	D	—	—	Common Stock	15,622	31,240	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 872 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8815 shares due to the rounding of fractional shares.
F3As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 443 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3204 shares due to the rounding of fractional shares.
F4As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 190 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4751 shares due to the rounding of fractional shares.