SEC Form 4 · accession 0001179706-16-000556
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Schultz
Officer — EVP, GC & SEC
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 93,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $24.68 | Dec 7, 2016 | A | 199,331 | A | — | — | Common Stock | 199,331 | 199,331 | D |
| Restricted Stock UnitsF4,F3 | — | Dec 7, 2016 | A | 55,713 | A | — | — | Common Stock | 55,713 | 55,713 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.