SEC Form 4 · accession 0001179706-16-000554
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2016 | S | 33,405 | $23.8739 | D | 4,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $24.68 | Dec 7, 2016 | A | 326,179 | A | — | — | Common Stock | 326,179 | 326,179 | D |
| Restricted Stock UnitsF5,F4 | — | Dec 7, 2016 | A | 91,167 | A | — | — | Common Stock | 91,167 | 91,167 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/16.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.84 To $24.05. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5On 12/07/16 the reporting person was granted 91,167 restricted stock units ("RSUs"), 30,389 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.