SEC Form 4 · accession 0001179706-16-000540
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software, COO
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 64,760 | $14.49 | A | 118,156 | D | |
| Common StockF1 | Dec 5, 2016 | S | 64,760 | $24.00 | D | 53,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $14.49 | Dec 5, 2016 | M | 64,760 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 64,760 | 420,944 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.