SEC Form 4 · accession 0001179706-16-000521
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software, COO
Period of report
Nov 19, 2016
Accepted (ET)
Nov 22, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2016 | M | 24,994 | $23.31 | A | 71,219 | D | |
| Common Stock | Nov 19, 2016 | F | 13,043 | $23.31 | D | 58,176 | D | |
| Common StockF1 | Nov 22, 2016 | S | 4,780 | $23.12 | D | 53,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Nov 19, 2016 | M | 24,994 | D | — | — | Common Stock | 24,994 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.