SEC Form 4 · accession 0001179706-16-000504
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Schultz
Officer — EVP, GC & SEC
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2016 | M | 26,256 | $22.04 | A | 105,703 | D | |
| Common Stock | Nov 4, 2016 | F | 13,701 | $22.04 | D | 92,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Adjusted Restricted Stock UnitsF3,F2 | — | Nov 4, 2016 | M | 26,256 | D | — | — | Common Stock | 26,256 | 0 | D |
Explanation of responses
- F1The total beneficial ownership includes 339.6390 shares at $21.3470 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/16 with respect to shares held under the ESPP.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/11/13 the reporting person was granted 30,096 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.