SEC Form 4 · accession 0001179706-16-000502
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 107,934 | $14.49 | A | 146,275 | D | |
| Common StockF1 | Nov 7, 2016 | S | 107,934 | $23.00 | D | 38,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $14.49 | Nov 7, 2016 | M | 107,934 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 107,934 | 539,671 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.