SEC Form 4 · accession 0001179706-16-000486
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — President & CEO · Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 174,641 | $22.02 | A | 629,177 | D | |
| Common Stock | Nov 2, 2016 | F | 85,391 | $22.02 | D | 543,786 | D | |
| Common StockF1 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Apr 6, 2016 | A | 736 | A | — | — | Common Stock | 736 | 91,160 | D |
| Restricted Stock UnitsF4,F2 | — | Apr 6, 2016 | A | 1,064 | A | — | — | Common Stock | 1,064 | 129,348 | D |
| Restricted Stock UnitsF5,F2 | — | Nov 2, 2016 | M | 174,641 | D | — | — | Common Stock | 174,641 | 349,280 | D |
| Restricted Stock UnitsF6,F2 | — | Apr 6, 2016 | A | 1,860 | A | — | — | Common Stock | 1,860 | 221,528 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/11/13 the reporting person was granted 144,498 restricted stock units ("RSUs"), 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 736.2687 dividend equivalent rights being reported reflect 265.2862 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, 258.9424 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 212.0401 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which will vest on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,063.8193 dividend equivalent rights being reported reflect 383.3065 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, 374.1405 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 306.3723 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F5As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, and 172,533 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,585.0718 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, 1,547.1679 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 1,266.9288 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 2,109 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3254 shares due to the rounding of fractional shares.
- F6As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which will vest on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,860.0922 dividend equivalent rights being reported reflect 670.2130 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, 654.1861 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 535.6931 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.