SEC Form 4 · accession 0001179706-16-000485
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 23,286 | $22.02 | A | 23,286 | D | |
| Common Stock | Nov 2, 2016 | F | 12,152 | $22.02 | D | 11,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Oct 31, 2016 | A | 59 | A | — | — | Common Stock | 59 | 25,006 | D |
| Restricted Stock UnitsF3,F1 | — | Oct 31, 2016 | A | 22 | A | — | — | Common Stock | 22 | 9,291 | D |
| Restricted Stock UnitsF4,F1 | — | Oct 31, 2016 | A | 261 | A | — | — | Common Stock | 261 | 109,069 | D |
| Restricted Stock UnitsF5,F1 | — | Nov 2, 2016 | M | 23,286 | D | — | — | Common Stock | 23,286 | 46,571 | D |
| Restricted Stock UnitsF6,F1 | — | Oct 31, 2016 | A | 124 | A | — | — | Common Stock | 124 | 51,122 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 58.6985 dividend equivalent rights being reported reflect 58.6985 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F3As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.0098 dividend equivalent rights being reported reflect 22.0098 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 53,242 of which will vest on 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 260.6442 dividend equivalent rights being reported reflect 260.6442 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F5As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 23,004 of which will vest on 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 168.9237 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 282 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9775 shares due to the rounding of fractional shares.
- F6As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.