SEC Form 4 · accession 0001179706-16-000484
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Schultz
Officer — EVP, GC & SEC
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | M | 32,019 | $22.02 | A | 95,816 | D | |
| Common Stock | Nov 2, 2016 | F | 16,709 | $22.02 | D | 79,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Oct 31, 2016 | A | 49 | A | — | — | Common Stock | 49 | 21,038 | D |
| Restricted Stock UnitsF4,F2 | — | Oct 31, 2016 | A | 71 | A | — | — | Common Stock | 71 | 29,848 | D |
| Restricted Stock UnitsF5,F2 | — | Nov 2, 2016 | M | 32,019 | D | — | — | Common Stock | 32,019 | 64,034 | D |
| Restricted Stock UnitsF6,F2 | — | Oct 31, 2016 | A | 113 | A | — | — | Common Stock | 113 | 46,862 | D |
Explanation of responses
- F1The total beneficial ownership includes the acquisition of 1.3130 shares at $22.4933 per share received on 11/01/16 through dividends paid in shares.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 48.9346 dividend equivalent rights being reported reflect 48.9346 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 70.6996 dividend equivalent rights being reported reflect 70.6996 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F5As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 232.2704 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 388 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8425 shares due to the rounding of fractional shares.
- F6As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.