SEC Form 4 · accession 0001179706-16-000482
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 69,857 | $22.02 | A | 74,793 | D | |
| Common Stock | Nov 2, 2016 | F | 36,452 | $22.02 | D | 38,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Oct 31, 2016 | A | 28 | A | — | — | Common Stock | 28 | 12,245 | D |
| Restricted Stock UnitsF3,F1 | — | Oct 31, 2016 | A | 45 | A | — | — | Common Stock | 45 | 18,974 | D |
| Restricted Stock UnitsF4,F1 | — | Oct 31, 2016 | A | 157 | A | — | — | Common Stock | 157 | 66,331 | D |
| Restricted Stock UnitsF5,F1 | — | Nov 2, 2016 | M | 69,857 | D | — | — | Common Stock | 69,857 | 139,712 | D |
| Restricted Stock UnitsF6,F1 | — | Oct 31, 2016 | A | 185 | A | — | — | Common Stock | 185 | 76,683 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.4864 dividend equivalent rights being reported reflect 28.4864 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F3As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 44.7441 dividend equivalent rights being reported reflect 44.7441 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 157.1110 dividend equivalent rights being reported reflect 157.1110 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F5As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 506.7710 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 844 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9326 shares due to the rounding of fractional shares.
- F6As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.