SEC Form 4 · accession 0001179706-16-000478
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, GM Software, COO
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 52,393 | $22.02 | A | 83,585 | D | |
| Common Stock | Nov 2, 2016 | F | 27,340 | $22.02 | D | 56,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Oct 31, 2016 | A | 114 | A | — | — | Common Stock | 114 | 48,230 | D |
| Restricted Stock UnitsF3,F1 | — | Oct 31, 2016 | A | 59 | A | — | — | Common Stock | 59 | 24,993 | D |
| Restricted Stock UnitsF4,F1 | — | Oct 31, 2016 | A | 75 | A | — | — | Common Stock | 75 | 31,771 | D |
| Restricted Stock UnitsF5,F1 | — | Oct 31, 2016 | A | 87 | A | — | — | Common Stock | 87 | 36,355 | D |
| Restricted Stock UnitsF6,F1 | — | Nov 2, 2016 | M | 52,393 | D | — | — | Common Stock | 52,393 | 104,784 | D |
| Restricted Stock UnitsF7,F1 | — | Oct 31, 2016 | A | 124 | A | — | — | Common Stock | 124 | 51,122 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.7279 dividend equivalent rights being reported reflect 113.7279 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F3As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 59.2003 dividend equivalent rights being reported reflect 59.2003 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 75.2523 dividend equivalent rights being reported reflect 75.2523 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F5As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 86.8789 dividend equivalent rights being reported reflect 86.8789 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F6As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 380.0801 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 633 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1902 shares due to the rounding of fractional shares.
- F7As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 123.6215 dividend equivalent rights being reported reflect 123.6215 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.